TERMS & CONDITIONS What actually happens?  We will translate a thorough interview with you and follow-up correspondence via phone and e-mail - into a completed Application pack, including a Regulatory Business Plan.  We will make simple and clear everything that you will need to supplement the application - e.g. accounts and financials, to appropriate insurance cover - and help you with organising and generating these, where possible.  We will also develop and create for your firm a tailored Compliance Monitoring Programme.  Our service includes seeing your case through especially when problems arise - even to the point of appearing in-person with you in front of FCA Committees (at extra cost).  When your application is received at the FCA, you should receive confirmation of receipt, and  number of weeks after that, details of your named Case Officer.  The FCA will only communicate directly with the Applicant Firm, with us copied in.  Where you receive a query from the FCA, we will assist you fully with responding.  Often of course this will entail our consulting yourselves and other relevant parties – e.g. your accountant. Ultimately therefore – we will handle all queries for you, whether directly or indirectly.  You are also advised to forward to us all relevant correspondence that occurs between yourselves and the FCA  For non-Authorisations cases, the process is similar but often less involved - except where an upward Variation of Permission represents a notable increase in the Firm’s Scope of Permission, where the process may feel very much like an Authorisation. 01604 76 22 33 AT NO POINT ARE OUTCOMES GUARANTEED, AS ALL DECISIONS ARE AT THE DISCRETION OF THE FCA REGULATORY PERMISSIONS LIMITED - Companies House No.8194096, Registered in England & Wales